ALFAKRAFT

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Authorizations and Licenses

ALFAKRAFT AB and ALFAKRAFT Fonder AB have been authorized by the Swedish Financial Supervisory Authority (Finansinspektionen) since 1999 and 2007, respectively. The Swedish Financial Authority upgraded the licenses of both companies in 2007.

ALFAKRAFT AB

Permits issued by the Swedish Financial Supervisory Authority

  •  2007-11-01: Reception and transmission of orders for financial instruments
  •  2007-11-01: Execution of orders for financial instruments on behalf of clients
  •  2007-11-01: Discretionary portfolio of financial instruments
  •  2007-11-01: Investment advice to customers regarding financial instruments
  •  2007-11-01: Keeping of financial instruments and receiving funds with accountability
  •  2008-09-12: Investment services, etc. regarding the underlying asset for certain derivatives

Swedish National Debt Office Investor Compensation (Riksgäldens Investerarskydd)

Auditors

  •  The Company's auditor is Johan Månson at PwC.
ALFAKRAFT Fonder AB

Permits issued by the Swedish Financial Supervisory Authority

  •  2007-11-01: Discretionary portfolio of financial instruments
  •  2007-11-01: Give investment advice regarding financial instruments (Chapter 5).
  •  2007-03-21: Permission to fund operations, according to the Investment Funds Act.

Permits issued by the National Futures Association (NFA) in the USA

  •  2009-06-04: COMMODITY TRADING ADVISOR (CTA) NFA ID: 0295130, through Thomas Stridsman

Swedish National Debt Office Investor Compensation (Riksgäldens Investerarskydd)

Auditors

  •  The Company's auditor is Johan Månson at PwC.
  •  The Company's internal auditor is Bo Johansson på BDO.
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Last modified on Tuesday, 07 February 2012 15:28